Staying Ahead of Regulatory Change- Insights from Jim McCarthy

Behind the Vault Episode 47

Navigating the grey of consumer financial regulation

How is fintech changing financial regulation, and what does it mean for your institution? In this episode of Behind the Vault, Jim McCarthy draws on his unique experience as a founding CFPB member and former FDIC regulator to help us understand where consumer financial regulation is headed.

Key topics from our conversation:

  • Evolution of consumer financial regulation
  • Using sentiment data to predict compliance risks
  • Impact of fintech on regulatory expectations
  • Open banking and Rule 1033 implications
  • Strategies for staying ahead of regulatory changes



Jim's perspective and advice can be invaluable to:

  • Bank and credit union executives
  • Compliance officers
  • Risk management professionals
  • Fintech leaders
  • Banking strategists


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This is Behind the Vault: Conversations with Customer-Driven Bankers, the podcast dedicated to empowering CEOs, Presidents, and CMOs in the community banking and credit union industry. In this digital era, your role as a leader in these financial institutions is more crucial than ever. Join us as we explore the stories, strategies, and successes of fellow industry leaders, providing you with actionable insights to drive your institution toward unparalleled success.

To apply to be a guest on Behind the Vault: http://behindthevaultpod.com/guest

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